Disciplinary matters – Trowers' Top Tips


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Here are our #TrowersTopTips for dealing with tricky disciplinary issues.

Trowers' Top Tip: if a disciplinary allegation overlaps with a criminal investigation, you don't always have to wait for the criminal process to conclude.

The claimant in North West Anglia NHS Foundation Trust v Gregg was a doctor facing disciplinary, regulatory and police enquiries after two patient deaths. He was suspended and a police investigation commenced. When a professional disciplinary body temporarily suspended the claimant's registration the Trust stopped his salary, because it argued that the claimant's contractual entitlement to pay was contingent on his being ready, willing and able to perform his work. The claimant's lawyer advised him not to participate in a disciplinary hearing as he would risk prejudicing himself in the criminal investigation. When the Trust refused to adjourn the investigation, the claimant brought High Court proceedings for an interim injunction.

The High Court granted an injunction preventing disciplinary proceedings pending the end of criminal proceedings. It held that the Trust's decision to pursue its own internal disciplinary process rather than delaying it until the police investigation was completed was a breach of the implied term of trust and confidence.

The Court of Appeal disagreed. It held that the question was whether the conduct of the employer was calculated to destroy or seriously damage the relationship, and even if it was, whether there was reasonable and proper cause for that conduct. Only a real danger of injustice would justify an injunction, and here the Trust was following its own contractual disciplinary procedures, and the doctor was contractually obliged to participate in the process. There will generally be no need to suspend contractual disciplinary proceedings until criminal proceedings are concluded

Trowers' Top Tip: Don't suspend without pay unless your contracts of employment allow it.

Another issue arising in Gregg was that the claimant's suspension without pay. The Court of Appeal found the Trust had not been entitled to do this. The express terms of the claimant's contract did not permit the deduction of pay during an interim suspension. The claimant was ready, able and willing to work, but the decision of a third party tribunal had removed his registration to do so. Where the contract did not address the issue of pay during suspension the default position should be with pay. The Court found that exceptional circumstances, such as a complete or part admission of guilt, might justify a pay deduction, but this was not the case here.

Unless there's a contractual right to do so, an employer should not stop an employee's pay during a period of interim suspension.

Trowers' Top Tip: Do consider suspending if it's necessary to conduct a fair investigation.

Will a suspension to enable a misconduct investigation to be carried out fairly constitute a repudiatory breach of the implied term of trust and confidence? This was the opinion of the High Court in Agoreyo v London Borough of Lambeth, but the Court of Appeal disagreed. Employers will now have more freedom to suspend without fear of repercussion when they want to investigate.

The claimant was hired to teach a class of children, two of whom were particularly challenging. She was not told before the offer of employment that she would be teaching children who had such severe behavioural, emotional and social difficulties and had not received any training in how to manage this. She was suspended because of the force she used in three incidents involving the two children.

In the Court of Appeal's opinion the suspension was not sufficient to breach the implied term relating to trust and confidence. The question to consider was whether the employer's response to reports of possible misconduct was reasonable and proper. If it was, it could not be said that the employer had breached the implied term of mutual trust and confidence. As the employer had to safeguard the interests of very young children, the Court concluded that the school had reasonable and proper cause for suspension.

Following the decision in Agoreyo employers will be able to suspend individuals in order to investigate misconduct without worrying about automatically breaching the implied term of trust and confidence. However, it's worth noting that in this case it was the particular safeguarding concerns which made the employer's action reasonable.

Trowers' Top Tip: If in doubt, follow your policies and contracts.

It will still be wise to avoid suspending as a knee-jerk reaction unless it is a reasonable and proper course of action. Other alternatives should always be considered first. Before imposing a suspension an employer should ensure that they have thought it through. Any suspension policy should be operated consistently to avoid potential discrimination claims.

If contracts do not already contain an express right to suspend in the event of serious misconduct then employers should consider the insertion of such a right. Unless there is a clear contractual right to do so, an employer will not be able to suspend an employee without pay, so while a suspension takes effect the employee should continue to receive their normal pay and benefits.

If serious misconduct has taken place an employer may wish to consider suspending the employee who is being investigated. Suspension should be considered as an option where there is a potential threat to the employer's business or to other employees. It may also be appropriate where it is not possible to properly investigate the allegation if the employee remains at work, or where relationships at work have broken down. Any period of suspension should be kept as short as possible and should be regularly reviewed.

#TrowersTopTips on Suspension

You should bear the following points in mind before suspending an employee:

  • Avoid suspending as a knee jerk reaction.
  • Put an express right to suspend in your contracts of employment.
  • Consider alternatives to suspension.
  • Ensure you have reasonable grounds to suspend.
  • Operate any suspension policy consistently to avoid potential discrimination claims.

We tweet regular updates on @TrowersFuture #FutureOfWork.

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